Corporate Governance

Pinnacle has established several corporate governance policies to meet the needs of its clients, staff and stakeholders effectively and responsibly.

By positioning our company with best practice standards in mind, we can manage our business and affairs to meet financial, operational and strategic objectives, while achieving long-term sustainability.

  • Strong board, executive team, committee structure and management team
  • Clearly defined roles and responsibilities
  • Emphasis on integrity, ethical dealing and diversity & inclusion
  • Evaluation of performance at all levels with principled compensation decisions.
  • Engagement in effective risk management.

Internal Controls & Compliance

Pinnacle has invested heavily in compliance audits and internal controls to ensure that our services are performed in accordance with the most stringent institutional due diligence at the forefront.  By adhering to these controls, we can give you and your investors confidence in our reporting.

  • Annual corporate audit each year.
  • Annual SOC I Type II certification by big 4 Accounting Firm.
  • Annual independent audit of AML policies and procedures.
  • Annual independent audit of security and privacy policies.
  • Compliant with GDPR regulations.
  • Extensive staff training in Cyber Security, IT and AML policies and procedures.
  • Internal audit of system processes and compliance with company service standards.
  • Risk incident policies and procedures, turning mistakes into learning opportunities.

Network Infrastructure

Your data is of the utmost importance and at Pinnacle, we take this very seriously.  Our data security and IT policies ensure that all information is protected, backed up and stored securely.

Pinnacle’s network environment consists of the following:

  • Complete use of Microsoft Azure for all file, server and application management.
  • Microsoft Office 365 with advanced threat protection.
  • Multi-Factor authentication for all staff access to network and systems.
  • File exchanges with clients through secure protocols and encrypted in transit.